Your Entire Private Placement. One Private Suite.
A private, access-controlled portal and a dedicated IR desk for your Regulation D 506(c) offering: KYC/AML, counsel-reviewed PPM, filings, data room and non-binding IOIs from FINRA-registered US broker-dealers.
No funding is guaranteed. Indications of Interest are non-binding.
The 12-Month Broker-Dealer IOI Campaign
Institutional distribution requires calculated cadence, systematic follow-through, and complete regulatory alignment. Your engagement runs for twelve months, with outreach across our 1,600+ firm FINRA-registered US broker-dealer market.
Engagement and Intake
Offering intake, positioning alignment and compliance boundary confirmation. Your portal opens on day one.
Review and Campaign Build
The 72-step due diligence review, target segmentation, scripts and outreach cadence. Phone outreach begins within five business days.
IOI Generation
Indications of Interest typically begin in week two. Each IOI is captured, verified and logged in your register, alongside NDA flow and data room access.
Full Market Coverage
Systematic outbound coverage of the full 1,600+ firm market, with weekly written reporting.
Follow-Through and Funding Calls
Renewed outreach and follow-up with interested firms, and coordination of funding calls with your executive team.
Timings are typical and not guaranteed. IOIs are non-binding.
Your entire offering, in one private portal.
Every feature below is included in your engagement. No add-on or per-check fees.
Guided from day one.
A clear eight-stage walkthrough, with every task, document and deadline in one place.
Equity, debt or convertible.
Set the security type and terms (raise size, price or rate, minimum) for your Regulation D 506(c) offering.
Filed for you.
Our IR team files on EDGAR as your filing agent, with every submission logged.
Screening, built in.
Your company, directors and every 25%+ owner screened against OFAC, UK, EU and UN lists, and re-screened automatically when they change.
AI-drafted. Counsel-approved.
PPM, investor questionnaire and subscription agreement drafted for your securities counsel. A PPM is marked final only when your officer attests that independent counsel has reviewed it.
Questionnaire and subscription.
Rule 501(a) questionnaire with Regulation D 506(c) verification, a private investor link and e-signature. Investor funds go only to your escrow or bank account.
Form ID, Form D, state notices.
Prepared in the portal with officer attestation, plus CUSIP/ISIN.
NDA first. Every view, accounted for.
Click-to-sign NDAs with a timestamped audit trail before any document is shared. Per-reviewer access and watermarks, with logs of who opened what, and for how long.
Sourced to the final PPM.
A pitch deck built only from your final attested PPM, with a source appendix and IR approval before use.
From FINRA broker-dealers only.
Non-binding IOIs logged with each firm's CRD number after a BrokerCheck review.
Your IR desk, behind every mandate.
Our team runs the filings queue, KYC review and broker-dealer materials for every client.
Fund administration and formation.
Introductions to Fundadministration.agency and Offshorecompany.agency when you need them.
Your independent securities counsel reviews and adopts your offering documents. We do not provide legal advice.
One Engagement. Everything Included.
The Private Placement Suite
Included
- Client portal and dashboard
- Document review
- Regulation D 506(c) checklist
- DD pack
- NDA e-sign
- Secure data room with analytics
- Offering summary
- Dedicated IR desk
- Outbound programme to FINRA-registered US broker-dealers
- Non-binding IOI tracking
- Weekly written reports
Fees are flat and never contingent on funds raised. No success fees.
No funding, IOI volume or outcome is guaranteed. Indications of Interest are non-binding. Legal, audit, filing and third-party fees are not included.
Frequently Asked
What is an Indication of Interest?
A non-binding expression of interest from a broker-dealer firm. It is not a commitment to invest, a subscription or an offer, and it may be withdrawn at any time.
Who are the broker-dealers?
Only FINRA-registered US broker-dealer firms. Each IOI is logged with the firm's CRD number after a check on FINRA BrokerCheck.
Are you a broker-dealer, or do you raise capital?
No. We provide investor relations communications and consulting only. We do not sell securities, hold funds, negotiate terms or act as a market maker. Any securities transaction or capital raising is conducted through FINRA-registered broker-dealers and the issuer's own offering documents.
What does it cost?
$3,995 today ($1,495 onboarding and client account set-up fee plus your first month at $2,500), then $2,500/month for 11 further months, one month after sign-up, then on the same day each month — 12 monthly payments, $31,495 total. No success fees.
How quickly does it start?
Onboarding begins within 24 hours of engagement, phone outreach within five business days, and IOIs typically begin from week two. None of these timings is guaranteed.
How is my information kept confidential?
Data room access requires a signed NDA, each reviewer gets their own revocable access, PDFs carry the reviewer's watermark, and every view is logged.
Clear Boundaries. Absolute Compliance
Institutional capital engagement requires uncompromising regulatory precision. We operate strictly within the legal bounds of professional Investor Relations under SEC Rule 506(c).
Investor Relations Firm
We provide targeted market communications and outbound discovery to generate institutional awareness and formal Indications of Interest (IOIs).
- General solicitation marketing under SEC Rule 506(c)
- Strategic outreach across 1,600+ FINRA-licensed BD firms
- Qualified Indication of Interest (IOI) generation
- Direct introduction coordination to issuer IR leadership
Not a Broker-Dealer
We do not participate in securities transactions, negotiation of terms, investor funds custody, or the execution of capital subscription documents.
- No handling, holding, or routing of investor capital
- No transaction-based commission or broker-dealer settlement
- No execution of binding subscription agreements
- No individualized investment or securities advisory services
Notice on Rule 506(c) Offerings: All issuers must verify accredited investor status in accordance with SEC guidelines prior to final investment execution. Our campaigns strictly target registered institutional broker-dealer representatives and qualified distribution desks.
Bring Your Offering to Market With Discipline.
Book a private briefing with our IR desk.
No funding, IOI volume or outcome is guaranteed. IOIs are non-binding expressions of interest from FINRA-registered US broker-dealers.